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The Litigator
AGM :: Affleck Greene McMurtry LLP

THE LITIGATOR

Affleck Greene McMurtry LLP
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Self-Regulatory Organizations May Be able to collect fines in court

Ontario 2017

In its recently published Budget for 2017, the Ontario Government is proposing to allow self-regulatory organisations (SROs), such as the Mutual Fund Dealers Association () and the Investment Industry Regulatory Organization of Canada () to file their disciplinary decisions with the court, in order to collect fines levied against individuals, particular from those who are no longer working in the industry. Stay tuned for our analysis of these proposed legislative changes and their potential impact to the investment industry.

Wendy Sun
Affleck Greene McMurtry LLP

Wendy Sun

Wendy Sun has substantive experience in domestic and international contractual disputes, competition law, franchise disputes, shareholder disputes, negligent misrepresentation, commercial leasing, and intellectual property matters.

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Peter R. Greene
Affleck Greene McMurtry LLP

Peter R. Greene

Peter is a widely recognized and renowned litigator with substantial expertise in high profile and complex Commercial Litigation at the trial and appellate levels.

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