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	<title>The Litigator - Affleck Greene McMurtry, LLP &#187; Broker/Dealer litigation</title>
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	<description>Competition Law,  Commercial Litigation and Arbitration Updates</description>
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		<title>MFDA panel finds that branch manager might have duty to monitor non-registrants at branch</title>
		<link>http://www.thelitigator.ca/2012/05/mfda-panel-finds-that-branch-manager-might-have-duty-to-monitor-non-registrants-at-branch/?utm_source=rss&#038;utm_medium=rss&#038;utm_campaign=mfda-panel-finds-that-branch-manager-might-have-duty-to-monitor-non-registrants-at-branch</link>
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		<pubDate>Thu, 10 May 2012 21:00:08 +0000</pubDate>
		<dc:creator>Kenneth A. Dekker</dc:creator>
				<category><![CDATA[Broker/Dealer litigation]]></category>
		<category><![CDATA[Securities Litigation]]></category>
		<category><![CDATA[branch manager]]></category>
		<category><![CDATA[insurance]]></category>
		<category><![CDATA[MFDA]]></category>
		<category><![CDATA[mutual fund dealer]]></category>
		<category><![CDATA[supervision]]></category>

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		<description><![CDATA[The self regulatory organization for mutual fund dealers, the Mutual Fund Dealers Association of Canada (&#34;MFDA&#34;), made an interesting decision on May 8, 2012 on a motion by a branch manager to strike out a regulatory proceeding arising from allegations that he failed to adequately monitor and report the wrongful activities of an insurance salesperson&#160;<a href="http://www.thelitigator.ca/2012/05/mfda-panel-finds-that-branch-manager-might-have-duty-to-monitor-non-registrants-at-branch/">[...]</a>]]></description>
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