Departing employees and the ongoing battle over investment firm clients
November 12th, 2006 | By Kenneth Dekker | Posted in Commercial Litigation, Employment Litigation, Securities Litigation
Competition is fierce among investment firms for top producing brokers and, more importantly, their books of business. Often this competition rears its head in the form of litigation against departing brokers and the new firms that employ them.
Competition is fierce among investment firms for top producing brokers and, more importantly, their books of business. Often this competition rears its head in the form of litigation against departing brokers and the new firms that employ them.